Parallel Lines - The Advisor Collective Ltd

• Principal Place of Business

  2 Sopwith Court

  Slough

  Datchet

  SL3 9AU

  UNITED KINGDOM

  Phone

  +441753593061

  Web

  https://www.pltac.co.uk

• Complaints Contact

  2 Sopwith Court

  Slough

  Datchet

  SL3 9AU

  UNITED KINGDOM

  Phone

  +441753593061

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Avril Sara Davis

  IRN ASD01101

  • SMF3 Executive Director (since 1 Feb 2025)
  • CF1 Director (AR) (since 9 Mar 2023)
• Carole Jane Haswell

  IRN CJH01175

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • CF30 Customer (since 11 Aug 2022)
  • Appointed representative dealing with clients for which they require qualification (since 8 Aug 2022)
• Catherine Ann Street

  IRN CXH01766

  • CF30 Customer (11 Aug 2022 to 30 Apr 2024)
  • Appointed representative dealing with clients for which they require qualification (8 Aug 2022 to 30 Apr 2024)
• Christopher Paul Masters

  IRN CPM01079

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Responsible for Insurance Distribution (since 7 Jan 2023)
  • Appointed representative dealing with clients for which they require qualification (since 2 Aug 2022)
  • [FCA CF] Functions requiring qualifications (since 2 Aug 2022)
  • [FCA CF] Client dealing (since 2 Aug 2022)
  • CF1 Director (AR) (since 29 Jul 2022)
  • CF30 Customer (since 29 Jul 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Jul 2022)
  • SMF3 Executive Director (since 4 Jul 2022)
  • SMF16 Compliance Oversight (since 4 Jul 2022)
• Gary Inch

  IRN GXI01089

  • SMF3 Executive Director (since 1 Feb 2025)
  • CF1 Director (AR) (since 24 Jan 2023)
• Jonathan Dean Attenborough

  IRN JDA01095

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 18 Feb 2025)
  • CF1 Director (AR) (since 27 Jan 2023)
  • CF30 Customer (since 17 Aug 2022)
  • Appointed representative dealing with clients for which they require qualification (since 8 Aug 2022)
• Mark Anthony Wilson

  IRN MAW00065

  • [FCA CF] Client dealing (2 Aug 2022 to 16 Dec 2022)
  • [FCA CF] Functions requiring qualifications (2 Aug 2022 to 16 Dec 2022)
  • Appointed representative dealing with clients for which they require qualification (2 Aug 2022 to 16 Dec 2022)
  • CF30 Customer (27 Jul 2022 to 16 Dec 2022)
  • CF1 Director (AR) (27 Jul 2022 to 16 Dec 2022)
  • Responsible for Insurance Distribution (4 Jul 2022 to 16 Dec 2022)
  • SMF1 Chief Executive (4 Jul 2022 to 16 Dec 2022)
• Nathan Webster

  IRN NXW00367

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF30 Customer (since 12 Nov 2025)
  • Appointed representative dealing with clients for which they require qualification (since 1 Jan 2025)
• Niall Anderson Humphreys

  IRN NAH01131

  • Director of firm who is not a certification employee or a SMF manager (since 30 Sep 2022)
• Peter William Paul Matthews

  IRN PXM00398

  • CF30 Customer (11 Aug 2022 to 1 Jun 2025)
  • Appointed representative dealing with clients for which they require qualification (8 Aug 2022 to 31 May 2025)

• Talking Finances

  FRN 623968 · Appointed 28 Jul 2022

• Waymark Financial Ltd

  FRN 562562 · Appointed 22 Jul 2022

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