Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 24 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (since 24 Jun 2025)
    • CF30 Customer (since 23 Jun 2025)
    • (2)Employed By (since 23 Jun 2025)
  • Parallel Lines - The Advisor Collective Ltd (no longer approved here)

    FRN 967228

    • CF30 Customer (11 Aug 2022 to 1 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (8 Aug 2022 to 31 May 2025)
  • Talking Finances (no longer approved here)

    FRN 623968

    • (1)Employed By (11 Oct 2021 to 23 Feb 2026)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Talking Finances

  2. controlled function added: (1)Employed By at Talking Finances

  3. controlled function removed: Employed By at 3D Financial Planning Ltd

  4. controlled function added: (2)Employed By at 3D Financial Planning Ltd