Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 18 Feb 2025)
    • CF1 Director (AR) (since 27 Jan 2023)
    • CF30 Customer (since 17 Aug 2022)
    • Appointed representative dealing with clients for which they require qualification (since 8 Aug 2022)
    • Employed By (since 21 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

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