Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 7 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 2 Aug 2022)
    • [FCA CF] Client dealing (since 2 Aug 2022)
    • Appointed representative dealing with clients for which they require qualification (since 2 Aug 2022)
    • CF30 Customer (since 29 Jul 2022)
    • CF1 Director (AR) (since 29 Jul 2022)
    • SMF16 Compliance Oversight (since 4 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Jul 2022)
    • SMF3 Executive Director (since 4 Jul 2022)
    • Employed By (since 17 Jun 2014)
  • Taylormade Financial Planning LLP (no longer approved here)

    FRN 535867

    • CF30 Customer (24 Nov 2011 to 14 Jul 2014)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (4 Aug 2009 to 7 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

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