Catherine Ann Street

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 27 Jun 2024)
- CF30 Customer (since 22 Jun 2024)
- CF1 Director (AR) (since 22 Jun 2024)
Finesse Financial Planning Ltd
FRN 1015073
- (1)Employed By (since 22 Jun 2024)
Parallel Lines - The Advisor Collective Ltd (no longer approved here)
FRN 967228
- CF30 Customer (11 Aug 2022 to 30 Apr 2024)
- Appointed representative dealing with clients for which they require qualification (8 Aug 2022 to 30 Apr 2024)
Talking Finances (no longer approved here)
FRN 623968
- (2)Employed By (16 Mar 2018 to 3 Oct 2024)
MENZIES WEALTH MANAGEMENT LIMITED (no longer approved here)
FRN 486548
- CF30 Customer (11 Nov 2011 to 2 Mar 2012)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.