SKIPTON FINANCIAL SERVICES LIMITED

• Principal Place of Business

  Skipton Financial Services Ltd

  The Bailey

  Skipton

  N Yorkshire

  BD23 1DN

  UNITED KINGDOM

  Phone

  +441756705000

• Complaints Contact

  Skipton Financial Services Ltd

  The Bailey

  Skipton

  N Yorkshire

  BD23 1DN

  UNITED KINGDOM

  Phone

  +441756705000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Ian Martin

  IRN RIM00005

  • CF21 Investment Adviser (1 Dec 2001 to 19 Nov 2004)
• Richard James David Boyd

  IRN RJB00006

  • CF22 Investment Adviser (Trainee) (20 Oct 2004 to 26 Oct 2005)
• Richard John Twigg

  IRN RJT01097

  • CF2 Non Executive Director (30 Nov 2010 to 7 Apr 2014)
  • CF1 Director (23 Dec 2009 to 30 Nov 2010)
• Richard Jonathan Mills

  IRN RJM00075

  • CF21 Investment Adviser (12 May 2003 to 14 Nov 2003)
• Richard Powell

  IRN RJP01172

  • CF30 Customer (26 Jan 2015 to 27 Oct 2016)
• Rick Winston Ferdinand Gallant

  IRN RWG00018

  • CF22 Investment Adviser (Trainee) (23 Oct 2006 to 31 Oct 2007)
• Robert Samuel Duncan Mugenyi Ndawula

  IRN RSN01023

  • Director of firm who is not a certification employee or a SMF manager (10 Dec 2019 to 26 Mar 2024)
  • SMF3 Executive Director (9 Dec 2019 to 10 Dec 2019)
  • CF1 Director (5 Sep 2016 to 8 Dec 2019)
• Roger James Yardy

  IRN RJY01010

  • CF30 Customer (1 Nov 2007 to 8 Jul 2009)
  • CF21 Investment Adviser (22 Nov 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (19 Mar 2004 to 22 Nov 2005)
• Rosemary Ann Ringrose

  IRN RAR00002

  • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 24 Oct 2003)
• Ross Anthony Bennett

  IRN RAB00005

  • CF30 Customer (19 Dec 2013 to 27 Oct 2016)

• OG Enterprises Ltd (no longer appointed)

  FRN 423387 · Appointed 15 Nov 2013 · Until 1 Aug 2016

• Telegraph Media Group Limited (no longer appointed)

  FRN 415487 · Appointed 17 Mar 2008 · Until 1 Aug 2016

• Connell Financial Services Limited (no longer appointed)

  FRN 134944 · Appointed 1 Oct 1998 · Until 1 Dec 2001

No changes recorded yet.