SKIPTON FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
02061788
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Skipton Financial Services Ltd
    The Bailey
    Skipton
    N Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +441756705000

  • Complaints Contact

    Skipton Financial Services Ltd
    The Bailey
    Skipton
    N Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +441756705000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ross David Galleymore

    IRN RDG01072

    • CF22 Investment Adviser (Trainee) (5 Mar 2007 to 25 May 2007)
  • Roy Brodie

    IRN RXB01458

    • CF30 Customer (12 Oct 2009 to 27 Oct 2016)
  • Roy Godfrey Kempson

    IRN RGK00002

    • CF30 Customer (11 Feb 2008 to 31 Aug 2016)
  • Russell Gavin Marlow

    IRN RGM00015

    • CF21 Investment Adviser (30 Apr 2003 to 6 Feb 2004)
  • Russell Lloyd Marley

    IRN RLM00007

    • CF30 Customer (1 Mar 2015 to 27 Oct 2016)
  • Ruth Elizabeth Homberger

    IRN REH00014

    • CF30 Customer (1 Nov 2007 to 29 Nov 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Sally Annabelle Waddington

    IRN SAC00050

    • CF30 Customer (1 Nov 2007 to 14 May 2012)
    • CF21 Investment Adviser (15 May 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 15 May 2003)
  • Sandra Lambert

    IRN SXL00023

    • CF30 Customer (1 Nov 2007 to 31 Aug 2009)
    • CF22 Investment Adviser (Trainee) (5 Mar 2007 to 31 Oct 2007)
  • Sara Cresswell

    IRN SJC01382

    • CF30 Customer (10 May 2011 to 27 Oct 2016)
  • Sarah Ann Seastron

    IRN SAS01212

    • CF17 Significant Mgt (Other Business Operations) (16 May 2005 to 11 May 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.