Roy Brodie

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Client dealing (1 Oct 2019 to 13 May 2024)
    • [FCA CF] Functions requiring qualifications (1 Oct 2016 to 13 May 2024)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (12 Oct 2009 to 27 Oct 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (9 Nov 2007 to 7 Mar 2008)
  • Peterkins (no longer approved here)

    FRN 113007

    • CF30 Customer (1 Nov 2007 to 16 Nov 2007)
    • CF21 Investment Adviser (16 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.