Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 11 Sep 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Sep 2020)
- CF30 Customer (14 Jan 2010 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 30 Dec 2009)
- CF22 Investment Adviser (Trainee) (12 Jun 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (30 Apr 2003 to 6 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.