Richard Powell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Skipton Building Society

    FRN 153706

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Oct 2019)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2016)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (26 Jan 2015 to 27 Oct 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (24 Mar 2011 to 8 May 2012)
    • CF21 Investment Adviser (20 Feb 2006 to 7 Nov 2006)
    • CF22 Investment Adviser (Trainee) (20 Oct 2004 to 20 Feb 2006)
  • Park Row Associates (k508) (no longer approved here)

    FRN 190108

    • (190)Employed By (24 Oct 2002 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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