SKIPTON FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
02061788
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Skipton Financial Services Ltd
    The Bailey
    Skipton
    N Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +441756705000

  • Complaints Contact

    Skipton Financial Services Ltd
    The Bailey
    Skipton
    N Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +441756705000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mufaddal Travadi

    IRN MXT01517

    • CF30 Customer (6 Sep 2010 to 15 Jan 2013)
  • Neil Carmichael

    IRN NXC00049

    • CF30 Customer (1 Nov 2007 to 31 Jul 2015)
    • CF21 Investment Adviser (25 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Aug 2005 to 25 Apr 2006)
  • Neil Davis

    IRN NXD00025

    • CF30 Customer (1 Nov 2007 to 18 Apr 2008)
    • CF21 Investment Adviser (12 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Mar 2006 to 12 Oct 2006)
  • Neil Gregory Richardson

    IRN NGR01016

    • CF22 Investment Adviser (Trainee) (1 Mar 2006 to 18 May 2007)
  • Neil Peter Simmons

    IRN NPS01033

    • CF21 Investment Adviser (12 May 2003 to 11 Jul 2003)
  • Neil Richard Burton

    IRN NRB00001

    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 10 Mar 2003)
  • Neil Sean Brown

    IRN NSB00005

    • CF30 Customer (15 Apr 2014 to 27 Oct 2016)
  • Nichola Jackson

    IRN NXJ01071

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF22 Investment Adviser (Trainee) (18 Apr 2006 to 31 Oct 2007)
  • Nicholas Barker

    IRN NXB00004

    • CF30 Customer (22 Dec 2008 to 27 Oct 2016)
    • CF22 Investment Adviser (Trainee) (3 Oct 2006 to 21 Sep 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 1 May 2002)
  • Nicholas Bradley

    IRN NXB00005

    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2003)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.