Mufaddal Travadi

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AVA Wealth Ltd

    FRN 1019825

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 May 2025)
    • Responsible for Insurance Distribution (since 1 May 2025)
    • SMF16 Compliance Oversight (since 1 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 May 2025)
    • SMF3 Executive Director (since 1 May 2025)
    • [FCA CF] Client dealing (since 1 May 2025)
  • Everlong Wealth Limited (no longer approved here)

    FRN 443209

    • [FCA CF] Client dealing (26 Apr 2021 to 6 Jan 2025)
    • [FCA CF] Functions requiring qualifications (26 Apr 2021 to 6 Jan 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (6 Dec 2017 to 30 Apr 2018)
    • CF1 Director (AR) (6 Dec 2017 to 30 Apr 2018)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF30 Customer (25 Feb 2013 to 4 Jan 2018)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (6 Sep 2010 to 15 Jan 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 May 2010 to 6 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

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