Neil Sean Brown

• Skipton Building Society (no longer approved here)

  FRN 153706

  • [FCA CF] Client dealing (1 Oct 2019 to 27 May 2024)
  • [FCA CF] Functions requiring qualifications (1 Oct 2016 to 27 May 2024)
• SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 100013

  • CF30 Customer (15 Apr 2014 to 27 Oct 2016)
• Nationwide Building Society (no longer approved here)

  FRN 106078

  • CF30 Customer (17 Dec 2012 to 29 Mar 2014)
• NatWest Markets Plc (no longer approved here)

  FRN 121882

  • CF30 Customer (21 Apr 2008 to 13 Nov 2012)
• Clydesdale Bank Plc (no longer approved here)

  FRN 121873

  • CF30 Customer (1 Nov 2007 to 21 Apr 2008)
  • CF21 Investment Adviser (12 Oct 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (19 Apr 2005 to 12 Oct 2005)
• Elevate Portfolio Services Limited (no longer approved here)

  FRN 144849

  • CF21 Investment Adviser (26 Jan 2004 to 30 Dec 2004)
  • CF22 Investment Adviser (Trainee) (9 Oct 2003 to 26 Jan 2004)
• Aviva Administration Limited (no longer approved here)

  FRN 185746

  • CF21 Investment Adviser (26 Jan 2004 to 30 Dec 2004)
  • CF22 Investment Adviser (Trainee) (9 Oct 2003 to 26 Jan 2004)
• Homesearch Direct (Financial Services) Ltd (no longer approved here)

  FRN 221367

  • Employed By (9 Oct 2003 to 30 Dec 2004)
• Royal London Unit Trust Managers Limited (no longer approved here)

  FRN 144037

  • CF21 Investment Adviser (11 Nov 2002 to 30 Sep 2003)
• Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

  FRN 117672

  • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2003)

No changes recorded yet.