Neil Peter Simmons

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Key Retirement Solutions Limited (no longer approved here)
FRN 224987
- Appointed representative dealing with clients for which they require qualification (16 Nov 2020 to 30 Nov 2021)
- [FCA CF] Functions requiring qualifications (16 Nov 2020 to 30 Nov 2021)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF1 Director (AR) (16 Apr 2019 to 25 Feb 2020)
The Financial Advice Service Ltd (no longer approved here)
FRN 682428
- Employed By (16 Apr 2019 to 25 Feb 2020)
SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 100013
- CF21 Investment Adviser (12 May 2003 to 11 Jul 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.