Nicholas Barker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 13 Nov 2018)
    • CF30 Customer (since 15 Mar 2017)
  • Barker Wealth Consultancy Ltd

    FRN 772714

    • Employed By (since 15 Mar 2017)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (22 Dec 2008 to 27 Oct 2016)
    • CF22 Investment Adviser (Trainee) (3 Oct 2006 to 21 Sep 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 1 May 2002)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 5 Dec 2008)
    • CF22 Investment Adviser (Trainee) (17 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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