Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Skipton Building Society
    The Bailey
    Skipton
    North Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +4401756705000
  • Complaints Contact

    The Bailey
    Skipton
    North Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +4401756705000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Basic Pension Advice

    For Professional, Retail (Investment), Stakeholder products

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Harry Macaskill

    IRN JHM01062

    • CF2 Non Executive Director (1 Dec 2001 to 25 Apr 2006)
  • John Joseph Gibson

    IRN JJG00001

    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2022 to 24 Apr 2023)
    • SMF4 Chief Risk (7 Mar 2016 to 1 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 1 Aug 2022)
    • SMF16 Compliance Oversight (7 Mar 2016 to 1 Aug 2022)
    • CF28 Systems and controls (27 Aug 2009 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 26 Feb 2008)
    • CF17 Significant Mgt (Other Business Operations) (4 Jun 2007 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (6 Mar 2002 to 3 Jan 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 4 Jun 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 4 Jun 2007)
  • John Richard Coates

    IRN JRC01221

    • SMF11 Chair of the Audit Committee (30 Apr 2019 to 24 Apr 2023)
  • John Robin Skae

    IRN JRS01156

    • CF2 Non Executive Director (1 Dec 2001 to 17 Nov 2003)
  • John Shangwa

    IRN JXS29068

    • [FCA CF] Client dealing (26 Apr 2021 to 7 Dec 2021)
    • [FCA CF] Functions requiring qualifications (22 Oct 2019 to 30 Sep 2020)
  • John William Dawson

    IRN JWD01035

    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 30 Sep 2006)
  • Jonathan Fox

    IRN JXF00036

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Oct 2019)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2016)
  • Joseph Neil Bevan

    IRN JNB01094

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Oct 2019)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2016)
  • Joseph Peter Sears

    IRN JPS01283

    • [FCA CF] Functions requiring qualifications (17 Dec 2021 to 30 Jun 2023)
    • [FCA CF] Client dealing (17 Dec 2021 to 30 Jun 2023)
  • Joshua Gardner

    IRN JXG00395

    • [FCA CF] Functions requiring qualifications (17 Dec 2021 to 29 May 2023)
    • [FCA CF] Client dealing (17 Dec 2021 to 29 May 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.