Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Skipton Building Society
FRN 153706
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Oct 2019)
- [FCA CF] Functions requiring qualifications (since 1 Oct 2016)
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- CF30 Customer (24 May 2016 to 27 Oct 2016)
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- CF30 Customer (13 Oct 2014 to 6 Mar 2016)
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- CF30 Customer (4 Jul 2013 to 4 Nov 2013)
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- (488)Employed By (4 Jul 2013 to 4 Nov 2013)
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- CF30 Customer (3 Sep 2010 to 17 May 2013)
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- CF30 Customer (26 Nov 2007 to 16 Sep 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.