Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Oct 2019)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2016)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (3 Aug 2009 to 27 Oct 2016)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (4 Mar 2009 to 31 Jul 2009)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (14 Jan 2008 to 7 Mar 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.