Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 10 Nov 2025)
    • CF1 Director (AR) (since 17 Oct 2025)
    • CF30 Customer (since 17 Oct 2025)
    • (1)Employed By (since 17 Oct 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (27 Mar 2024 to 28 Oct 2025)
    • CF30 Customer (24 Mar 2024 to 28 Oct 2025)
  • Christopher Little & Co Ltd (no longer approved here)

    FRN 152660

    • Employed By (24 Mar 2024 to 4 Nov 2025)
  • The Financial Advice Service Ltd (no longer approved here)

    FRN 682428

    • Employed By (5 Dec 2023 to 16 Jan 2024)
  • TFAS Wealth Ltd (no longer approved here)

    FRN 968148

    • CF30 Customer (5 Dec 2023 to 16 Jan 2024)
    • [FCA CF] Client dealing (20 Nov 2023 to 8 Jan 2024)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Functions requiring qualifications (17 Dec 2021 to 29 May 2023)
    • [FCA CF] Client dealing (17 Dec 2021 to 29 May 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.