Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 21 Jan 2025)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2022 to 24 Apr 2023)
    • SMF16 Compliance Oversight (7 Mar 2016 to 1 Aug 2022)
    • SMF4 Chief Risk (7 Mar 2016 to 1 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 1 Aug 2022)
    • CF28 Systems and controls (27 Aug 2009 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 26 Feb 2008)
    • CF17 Significant Mgt (Other Business Operations) (4 Jun 2007 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (6 Mar 2002 to 3 Jan 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 4 Jun 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 4 Jun 2007)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Nov 2022)
    • CF10 Compliance Oversight (7 Jul 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Jun 2013 to 8 Dec 2019)
    • CF2 Non Executive Director (1 Dec 2001 to 1 Jan 2006)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • CF1 Director (26 Feb 2008 to 1 Apr 2009)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • CF2 Non Executive Director (20 May 2004 to 25 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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