Six Q Financial Planning Limited

Date authorised
7 August 2023
Companies House
12543728
Last scraped
15 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Clifton Asset Management plc
    The Pavilions 69-71
    Pill
    Bristol
    North Somerset
    BS20 0DD
    UNITED KINGDOM
    Phone
    +441275813700
    Web
    https://www.sixqfinancialplanning.co.uk

  • Complaints Contact

    Clifton Asset Management plc
    The Pavilions 69-71
    Pill
    Bristol
    North Somerset
    BS20 0DD
    UNITED KINGDOM
    Phone
    +441275813700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Leslie Clibran Reid

    IRN ALR00004

    • (2)[FCA CF] Manager of certification employee (13 Oct 2025 to 2 Mar 2026)
  • Anthony Valentine Carty

    IRN AVC00003

    • (18)SMF3 Executive Director (since 19 Feb 2026)
  • Bryan Andrew Cole

    IRN BAC00007

    • (7)7. Giving personal recommendations on long-term care insurance contracts
    • (8)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (9)4. Giving personal recommendations on retail investment products which are not broker funds
    • (11)[FCA CF] Functions requiring qualifications (since 7 Aug 2023)
    • (10)[FCA CF] Client dealing (since 7 Aug 2023)
    • (6)SMF3 Executive Director (7 Aug 2023 to 1 Jan 2026)
    • (5)SMF16 Compliance Oversight (7 Aug 2023 to 1 Jan 2026)
    • (4)SMF17 Money Laundering Reporting Officer (MLRO) (7 Aug 2023 to 1 Jan 2026)
    • (3)Responsible for Insurance Distribution (7 Aug 2023 to 1 Jan 2026)
  • Christian John Howard Lloyd Markwick

    IRN CJM01217

    • (6)[FCA CF] Manager of certification employee (since 13 Oct 2025)
  • Gopi Patel

    IRN GXP00452

    • (1)[FCA CF] Manager of certification employee (19 Jan 2026 to 10 Mar 2026)
  • Harrison Cole

    IRN HXC00367

    • (2)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (3)4. Giving personal recommendations on retail investment products which are not broker funds
    • (5)[FCA CF] Functions requiring qualifications (since 1 Sep 2025)
    • (4)[FCA CF] Client dealing (since 1 Sep 2025)
  • Lisa Elaine Nicholson

    IRN LEN01010

    • (20)SMF16 Compliance Oversight (since 17 Feb 2026)
    • (19)SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Feb 2026)
  • Michael James Turner

    IRN MJT01269

    • (13)4. Giving personal recommendations on retail investment products which are not broker funds
    • (12)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (14)2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • (17)[FCA CF] Functions requiring qualifications (since 13 Oct 2025)
    • (15)[FCA CF] Client dealing (since 13 Oct 2025)
    • (16)[FCA CF] Manager of certification employee (since 13 Oct 2025)
  • Rowan Mia MacKenzie

    IRN RMM01085

    • (1)[FCA CF] Manager of certification employee (since 19 Jan 2026)
  • Wendy Jayne Cole

    IRN WXC87733

    • (7)SMF3 Executive Director (7 Aug 2023 to 1 Jan 2026)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds

  2. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds

  3. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  4. controlled function removed: SMF3 Executive Director

  5. controlled function removed: SMF16 Compliance Oversight

  6. controlled function removed: [FCA CF] Manager of certification employee

  7. controlled function removed: 7. Giving personal recommendations on long-term care insurance contracts