Bryan Andrew Cole

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Six Q Financial Planning Limited

    FRN 983414

    • (7)7. Giving personal recommendations on long-term care insurance contracts
    • (9)4. Giving personal recommendations on retail investment products which are not broker funds
    • (8)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (10)[FCA CF] Client dealing (since 7 Aug 2023)
    • (11)[FCA CF] Functions requiring qualifications (since 7 Aug 2023)
    • (4)SMF17 Money Laundering Reporting Officer (MLRO) (7 Aug 2023 to 1 Jan 2026)
    • (6)SMF3 Executive Director (7 Aug 2023 to 1 Jan 2026)
    • (5)SMF16 Compliance Oversight (7 Aug 2023 to 1 Jan 2026)
    • (3)Responsible for Insurance Distribution (7 Aug 2023 to 1 Jan 2026)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (14 Jul 2020 to 4 Aug 2023)
    • CF30 Customer (14 Jul 2020 to 4 Aug 2023)
    • Appointed representative dealing with clients for which they require qualification (22 Apr 2020 to 4 Aug 2023)
  • Six Q Financial Planning Ltd (no longer approved here)

    FRN 929458

    • Employed By (14 Jul 2020 to 4 Aug 2023)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • CF30 Customer (19 Aug 2013 to 2 Oct 2019)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF30 Customer (1 Nov 2007 to 6 Apr 2016)
    • CF21 Investment Adviser (6 Nov 2003 to 31 Oct 2007)
    • CF1 Director (6 Nov 2003 to 3 Mar 2014)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (4 Nov 2004 to 10 Jun 2005)
  • WP Direct Ltd (no longer approved here)

    FRN 413242

    • Employed By (4 Nov 2004 to 10 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: 7. Giving personal recommendations on long-term care insurance contracts at Six Q Financial Planning Limited

  2. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Six Q Financial Planning Limited

  3. controlled function removed: [FCA CF] Client dealing at Six Q Financial Planning Limited

  4. controlled function removed: [FCA CF] Functions requiring qualifications at Six Q Financial Planning Limited

  5. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Six Q Financial Planning Limited

  6. controlled function added: (3)Responsible for Insurance Distribution at Six Q Financial Planning Limited

  7. controlled function added: (4)SMF17 Money Laundering Reporting Officer (MLRO) at Six Q Financial Planning Limited

  8. controlled function added: (5)SMF16 Compliance Oversight at Six Q Financial Planning Limited

  9. controlled function added: (6)SMF3 Executive Director at Six Q Financial Planning Limited

  10. controlled function added: (7)7. Giving personal recommendations on long-term care insurance contracts at Six Q Financial Planning Limited

Show more