Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
    • (2)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (3)4. Giving personal recommendations on retail investment products which are not broker funds
    • (4)[FCA CF] Client dealing (since 1 Sep 2025)
    • (5)[FCA CF] Functions requiring qualifications (since 1 Sep 2025)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Six Q Financial Planning Limited

  2. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Six Q Financial Planning Limited

  3. controlled function removed: [FCA CF] Client dealing at Six Q Financial Planning Limited

  4. controlled function removed: [FCA CF] Functions requiring qualifications at Six Q Financial Planning Limited

  5. controlled function added: (2)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Six Q Financial Planning Limited

  6. controlled function added: (3)4. Giving personal recommendations on retail investment products which are not broker funds at Six Q Financial Planning Limited

  7. controlled function added: (4)[FCA CF] Client dealing at Six Q Financial Planning Limited

  8. controlled function added: (5)[FCA CF] Functions requiring qualifications at Six Q Financial Planning Limited