Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Clifton Wealth Partnership Ltd
FRN 541273
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 1 Sep 2025)
- [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
-
Six Q Financial Planning Limited
FRN 983414
- (2)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (3)4. Giving personal recommendations on retail investment products which are not broker funds
- (4)[FCA CF] Client dealing (since 1 Sep 2025)
- (5)[FCA CF] Functions requiring qualifications (since 1 Sep 2025)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Six Q Financial Planning Limited
-
controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Six Q Financial Planning Limited
-
controlled function removed: [FCA CF] Client dealing at Six Q Financial Planning Limited
-
controlled function removed: [FCA CF] Functions requiring qualifications at Six Q Financial Planning Limited
-
controlled function added: (2)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Six Q Financial Planning Limited
-
controlled function added: (3)4. Giving personal recommendations on retail investment products which are not broker funds at Six Q Financial Planning Limited
-
controlled function added: (4)[FCA CF] Client dealing at Six Q Financial Planning Limited
-
controlled function added: (5)[FCA CF] Functions requiring qualifications at Six Q Financial Planning Limited