Lisa Elaine Nicholson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capel Court Limited

    FRN 154146

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Feb 2026)
    • SMF16 Compliance Oversight (since 17 Feb 2026)
  • Clifton Compliance Services Ltd

    FRN 480676

    • SMF16 Compliance Oversight (since 17 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Feb 2026)
  • Clifton Wealth Partnership Ltd

    FRN 541273

    • SMF16 Compliance Oversight (since 17 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Feb 2026)
  • Eden Park Investment Management Ltd

    FRN 820967

    • SMF16 Compliance Oversight (since 17 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Feb 2026)
  • Lifestyle Pensions and Investments Ltd

    FRN 831668

    • (8)SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Feb 2026)
    • (9)SMF16 Compliance Oversight (since 17 Feb 2026)
  • Six Q Financial Planning Limited

    FRN 983414

    • (20)SMF16 Compliance Oversight (since 17 Feb 2026)
    • (19)SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Feb 2026)
  • Metis Wealth Ltd (no longer approved here)

    FRN 599292

    • SMF16 Compliance Oversight (7 Nov 2022 to 23 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Nov 2022 to 23 May 2023)
  • Active Financial Partners Limited (no longer approved here)

    FRN 301860

    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Apr 2023)
    • CF10 Compliance Oversight (25 Jun 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Jun 2019 to 8 Dec 2019)
  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Apr 2023)
    • CF10 Compliance Oversight (25 Jun 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Jun 2019 to 8 Dec 2019)
  • Argentis Financial Planning Ltd (no longer approved here)

    FRN 624277

    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Apr 2023)
    • CF10 Compliance Oversight (25 Jun 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Jun 2019 to 8 Dec 2019)
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Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF16 Compliance Oversight at Six Q Financial Planning Limited

  2. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at Six Q Financial Planning Limited

  3. controlled function added: (19)SMF17 Money Laundering Reporting Officer (MLRO) at Six Q Financial Planning Limited

  4. controlled function added: (20)SMF16 Compliance Oversight at Six Q Financial Planning Limited

  5. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at Lifestyle Pensions and Investments Ltd

  6. controlled function removed: SMF16 Compliance Oversight at Lifestyle Pensions and Investments Ltd

  7. controlled function added: (8)SMF17 Money Laundering Reporting Officer (MLRO) at Lifestyle Pensions and Investments Ltd

  8. controlled function added: (9)SMF16 Compliance Oversight at Lifestyle Pensions and Investments Ltd