Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (25 Jan 2013 to 27 May 2014)
- CF10 Compliance Oversight (6 May 2010 to 27 May 2014)
- CF11 Money Laundering Reporting (6 May 2010 to 27 May 2014)
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- CF30 Customer (18 Jan 2008 to 4 Apr 2010)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: SMF16 Compliance Oversight at Six Q Financial Planning Limited
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controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at Six Q Financial Planning Limited
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controlled function added: (19)SMF17 Money Laundering Reporting Officer (MLRO) at Six Q Financial Planning Limited
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controlled function added: (20)SMF16 Compliance Oversight at Six Q Financial Planning Limited
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controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at Lifestyle Pensions and Investments Ltd
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controlled function removed: SMF16 Compliance Oversight at Lifestyle Pensions and Investments Ltd
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controlled function added: (8)SMF17 Money Laundering Reporting Officer (MLRO) at Lifestyle Pensions and Investments Ltd
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controlled function added: (9)SMF16 Compliance Oversight at Lifestyle Pensions and Investments Ltd