Michael James Turner

Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clifton Compliance Services Ltd

    FRN 480676

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 13 Oct 2025)
    • [FCA CF] Manager of certification employee (since 13 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 20 Feb 2015)
  • Clifton Wealth Partnership Ltd

    FRN 541273

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 13 Oct 2025)
    • [FCA CF] Manager of certification employee (since 13 Oct 2025)
    • CF30 Customer (since 10 Mar 2025)
    • [FCA CF] Client dealing (since 23 May 2023)
  • Six Q Financial Planning Limited

    FRN 983414

    • (14)2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • (13)4. Giving personal recommendations on retail investment products which are not broker funds
    • (12)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (15)[FCA CF] Client dealing (since 13 Oct 2025)
    • (17)[FCA CF] Functions requiring qualifications (since 13 Oct 2025)
    • (16)[FCA CF] Manager of certification employee (since 13 Oct 2025)
  • Clifton Wealth Partnership (Aberdeen) Ltd

    FRN 991021

    • Employed By (since 10 Mar 2025)
  • CLIFTON WEALTH LIMITED (no longer approved here)

    FRN 541564

    • Employed By (30 Jan 2015 to 6 Nov 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Manager of certification employee at Six Q Financial Planning Limited

  2. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Six Q Financial Planning Limited

  3. controlled function removed: 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds at Six Q Financial Planning Limited

  4. controlled function removed: [FCA CF] Client dealing at Six Q Financial Planning Limited

  5. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Six Q Financial Planning Limited

  6. controlled function removed: [FCA CF] Functions requiring qualifications at Six Q Financial Planning Limited

  7. controlled function added: (12)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Six Q Financial Planning Limited

  8. controlled function added: (13)4. Giving personal recommendations on retail investment products which are not broker funds at Six Q Financial Planning Limited

  9. controlled function added: (14)2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds at Six Q Financial Planning Limited

  10. controlled function added: (15)[FCA CF] Client dealing at Six Q Financial Planning Limited

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