Singer Capital Markets Advisory LLP

• Principal Place of Business

  One Bartholomew Lane

  London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +442074963000

  Web

  http://www.singercm.com

• Complaints Contact

  N & I Singer Ltd

  1 Bartholomew Lane

  London

  City Of London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +442074963000

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Roland Dominic Walton

  IRN RDW01050

  • CF30 Customer (9 Jan 2012 to 2 Feb 2012)
• Ross Clive Penney

  IRN RCP01042

  • [FCA CF] Manager of certification employee (since 16 Apr 2026)
  • [FCA CF] Client dealing (since 9 Mar 2021)
  • CF30 Customer (17 Sep 2018 to 8 Dec 2019)
• Russell Paul Cook

  IRN RPC01020

  • [FCA CF] Client dealing (since 9 Feb 2026)
• Sahill Javed Shan

  IRN SJS01164

  • CF30 Customer (9 Jan 2012 to 19 Nov 2012)
  • CF4 Partner (9 Jan 2012 to 14 Sep 2012)
• Sam David Butcher

  IRN SXB03997

  • [FCA CF] Client dealing (1 Jan 2025 to 5 Jan 2026)
• Sam Laughton-Scott

  IRN SXL02098

  • CF30 Customer (18 Feb 2016 to 30 Mar 2018)
• Santiago Eguidazu Mayor

  IRN SXE01322

  • CF2 Non Executive Director (9 Jan 2012 to 1 Apr 2016)
• Sara Hale

  IRN SNC01027

  • [FCA CF] Manager of certification employee (since 17 Jun 2025)
  • [FCA CF] Material risk taker (since 17 Jun 2025)
  • [FCA CF] Client dealing (since 17 Jun 2025)
• Sarah-Rose Perry

  IRN SXR01649

  • SMF17 Money Laundering Reporting Officer (MLRO) (24 Sep 2020 to 18 Nov 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 18 Nov 2022)
  • CF10 Compliance Oversight (15 Nov 2019 to 8 Dec 2019)
• Shaun Howard Dobson

  IRN SHD01016

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Jan 2025)
  • CF29 Significant management (16 Jul 2015 to 8 Dec 2019)
  • CF30 Customer (8 Oct 2012 to 8 Dec 2019)

• Highland Capital Partners Limited (no longer appointed)

  FRN 563535 · Appointed 10 Oct 2013 · Until 15 Apr 2020

• JI Capital Limited (no longer appointed)

  FRN 582321 · Appointed 31 May 2012 · Until 28 Feb 2017

No changes recorded yet.