Singer Capital Markets Advisory LLP

• Principal Place of Business

  One Bartholomew Lane

  London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +442074963000

  Web

  http://www.singercm.com

• Complaints Contact

  N & I Singer Ltd

  1 Bartholomew Lane

  London

  City Of London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +442074963000

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Sheena Helen Berry

  IRN SHB01064

  • CF30 Customer (9 Jan 2012 to 19 Nov 2012)
• Spencer Giles King

  IRN SXK02629

  • [FCA CF] Significant management (15 Feb 2025 to 28 Feb 2026)
• Stephen Andrew Wilson

  IRN SAW01096

  • CF30 Customer (9 Jan 2012 to 26 Oct 2012)
  • CF4 Partner (9 Jan 2012 to 14 Sep 2012)
  • CF29 Significant management (9 Jan 2012 to 14 Sep 2012)
• Stephen Edward Herbert Howard

  IRN SEH01049

  • [FCA CF] Client dealing (24 Nov 2021 to 31 Oct 2025)
• Stephen Richard Pearce

  IRN SRP01053

  • SMF1 Chief Executive (1 Sep 2022 to 4 Apr 2025)
  • SMF3 Executive Director (2 Apr 2020 to 1 Sep 2022)
• Steven Robert Davey

  IRN SXD01527

  • SMF16 Compliance Oversight (since 5 Apr 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Apr 2023)
  • CF11 Money Laundering Reporting (9 Oct 2012 to 11 Sep 2014)
  • CF10 Compliance Oversight (9 Oct 2012 to 11 Sep 2014)
• Stuart Michael Galvin

  IRN SMG01061

  • [FCA CF] Client dealing (16 Oct 2023 to 1 Aug 2024)
• Teresa Clare

  IRN TXC01532

  • CF28 Systems and controls (21 Apr 2015 to 31 Jul 2015)
• Thomas Michael Salvesen

  IRN TMS01074

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Dec 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Dec 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 17 Jun 2025)
  • CF30 Customer (31 Jul 2018 to 8 Dec 2019)
• Thomas Schoch

  IRN TXS01111

  • CF4 Partner (9 Jan 2012 to 14 Sep 2012)

• Highland Capital Partners Limited (no longer appointed)

  FRN 563535 · Appointed 10 Oct 2013 · Until 15 Apr 2020

• JI Capital Limited (no longer appointed)

  FRN 582321 · Appointed 31 May 2012 · Until 28 Feb 2017

No changes recorded yet.