Steven Robert Davey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SINGER CAPITAL MARKETS SECURITIES LIMITED

    FRN 453676

    • SMF16 Compliance Oversight (since 5 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Apr 2023)
    • CF10 Compliance Oversight (3 Jan 2012 to 11 Sep 2014)
    • CF11 Money Laundering Reporting (3 Jan 2012 to 11 Sep 2014)
  • Singer Capital Markets Advisory LLP

    FRN 568323

    • SMF16 Compliance Oversight (since 5 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Apr 2023)
    • CF10 Compliance Oversight (9 Oct 2012 to 11 Sep 2014)
    • CF11 Money Laundering Reporting (9 Oct 2012 to 11 Sep 2014)
  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • SMF16 Compliance Oversight (9 Dec 2019 to 24 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Feb 2023)
    • CF11 Money Laundering Reporting (28 Aug 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.