Ross Clive Penney

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SINGER CAPITAL MARKETS SECURITIES LIMITED

    FRN 453676

    • [FCA CF] Manager of certification employee (since 16 Apr 2026)
    • [FCA CF] Client dealing (since 9 Mar 2021)
    • CF30 Customer (20 Sep 2018 to 8 Dec 2019)
  • Singer Capital Markets Advisory LLP

    FRN 568323

    • [FCA CF] Manager of certification employee (since 16 Apr 2026)
    • [FCA CF] Client dealing (since 9 Mar 2021)
    • CF30 Customer (17 Sep 2018 to 8 Dec 2019)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (1 Nov 2007 to 13 Aug 2018)
    • CF21 Investment Adviser (11 Feb 2005 to 31 Oct 2007)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF21 Investment Adviser (19 Jan 2004 to 6 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.