Sara Hale

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SINGER CAPITAL MARKETS SECURITIES LIMITED

    FRN 453676

    • [FCA CF] Manager of certification employee (since 17 Jun 2025)
    • [FCA CF] Material risk taker (since 17 Jun 2025)
    • [FCA CF] Client dealing (since 17 Jun 2025)
  • Singer Capital Markets Advisory LLP

    FRN 568323

    • [FCA CF] Material risk taker (since 17 Jun 2025)
    • [FCA CF] Client dealing (since 17 Jun 2025)
    • [FCA CF] Manager of certification employee (since 17 Jun 2025)
  • J & E Davy (UK) Limited (no longer approved here)

    FRN 172140

    • [FCA CF] Material risk taker (20 Dec 2024 to 24 Apr 2025)
    • [FCA CF] Client dealing (3 Aug 2023 to 24 Apr 2025)
    • [FCA CF] Manager of certification employee (3 Aug 2023 to 24 Apr 2025)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • [FCA CF] Manager of certification employee (6 Mar 2018 to 5 Mar 2021)
    • [FCA CF] Client dealing (6 Mar 2018 to 22 Feb 2023)
    • CF30 Customer (18 Jan 2016 to 6 Mar 2016)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (28 Feb 2012 to 16 Jul 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (28 Sep 2011 to 1 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.