Shaun Howard Dobson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SINGER CAPITAL MARKETS SECURITIES LIMITED

    FRN 453676

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Jan 2025)
    • CF30 Customer (1 Apr 2009 to 7 Feb 2013)
  • Singer Capital Markets Advisory LLP

    FRN 568323

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Jan 2025)
    • CF29 Significant management (16 Jul 2015 to 8 Dec 2019)
    • CF30 Customer (8 Oct 2012 to 8 Dec 2019)
  • Robert W. Baird Limited (no longer approved here)

    FRN 124308

    • CF1 Director (20 Oct 2004 to 14 Nov 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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