Sigma Private Office Limited

Date authorised
1 April 2013
Companies House
SC180545
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Sigma Broking Ltd, 125 Old Broad Street
    London
    City Of London
    EC2N 1AR
    UNITED KINGDOM
    Phone
    +442070119686
    Web
    https://www.sigmaprivate.com

  • Complaints Contact

    Sigma Broking Ltd, 125 Old Broad Street
    London
    City Of London
    EC2N 1AR
    UNITED KINGDOM
    Phone
    +442070119686

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Certificates representing certain security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Iain Charles Davis

    IRN LCD01038

    • SMF16 Compliance Oversight (since 5 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Nov 2025)
  • James Clelland Fisher

    IRN JCF01038

    • Director of firm who is not a certification employee or a SMF manager (9 Mar 2021 to 30 Jul 2021)
    • CF2 Non Executive Director (12 Jun 2015 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 12 Jun 2015)
    • CF3 Chief Executive (1 Dec 2001 to 8 Feb 2011)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Feb 2011)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Feb 2011)
    • CF1 Director (1 Dec 2001 to 12 Jun 2015)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • Jamie Graham Matheson

    IRN JGM01057

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Jul 2024)
    • CF2 Non Executive Director (2 Dec 2014 to 8 Dec 2019)
  • Joanne Claire Keir

    IRN JCS00036

    • SMF3 Executive Director (15 Mar 2021 to 30 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jul 2024)
    • CF11 Money Laundering Reporting (2 Jul 2019 to 8 Dec 2019)
  • John Cameron Spence

    IRN JCS01136

    • Director of firm who is not a certification employee or a SMF manager (9 Mar 2021 to 30 Jul 2021)
    • CF11 Money Laundering Reporting (13 Jun 2014 to 9 Apr 2019)
    • CF1 Director (11 Apr 2011 to 9 Apr 2019)
    • CF2 Non Executive Director (1 Dec 2001 to 31 Mar 2011)
  • Julian Edward Campbell Fosh

    IRN JEF00005

    • CF30 Customer (1 Nov 2007 to 18 Feb 2008)
    • CF27 Investment Management (8 Jun 2004 to 31 Oct 2007)
  • Kevin Costello

    IRN KXC01355

    • SMF1 Chief Executive (since 5 Nov 2025)
    • SMF3 Executive Director (since 5 Nov 2025)
  • Peter Archibald McKellar

    IRN PAM01112

    • Director of firm who is not a certification employee or a SMF manager (29 Nov 2021 to 30 Jul 2024)
  • Scott McKenzie

    IRN SXM01385

    • CF30 Customer (19 Aug 2014 to 8 Dec 2019)
  • Stephen Richard Grant

    IRN SRG01041

    • [FCA CF] Client dealing (14 Oct 2022 to 27 Apr 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.