James Clelland Fisher

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sigma Private Office Limited (no longer approved here)

    FRN 188536

    • Director of firm who is not a certification employee or a SMF manager (9 Mar 2021 to 30 Jul 2021)
    • CF2 Non Executive Director (12 Jun 2015 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 12 Jun 2015)
    • CF1 Director (1 Dec 2001 to 12 Jun 2015)
    • CF3 Chief Executive (1 Dec 2001 to 8 Feb 2011)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Feb 2011)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.