Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RGI FUND MANAGEMENT LIMITED
FRN 146873
- SMF9 Chair of the Governing Body (since 25 Apr 2023)
- Director of firm who is not a certification employee or a SMF manager (30 Mar 2023 to 25 Apr 2023)
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- SMF9 Chair of the Governing Body (9 Dec 2019 to 27 Nov 2024)
- CF2 Non Executive Director (5 Nov 2018 to 8 Dec 2019)
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- SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Jul 2024)
- CF2 Non Executive Director (2 Dec 2014 to 8 Dec 2019)
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- CF2 Non Executive Director (9 Jan 2012 to 14 Sep 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.