Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RGI FUND MANAGEMENT LIMITED
FRN 146873
- Director of firm who is not a certification employee or a SMF manager (since 23 Jan 2026)
- Director of firm who is not a certification employee or a SMF manager (31 Oct 2022 to 28 Feb 2023)
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- Director of firm who is not a certification employee or a SMF manager (29 Nov 2021 to 30 Jul 2024)
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- CF1 Director (AR) (1 Jun 2021 to 15 Jun 2022)
- CF30 Customer (1 Jun 2021 to 15 Jun 2022)
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- SMF18 Other Overall Responsibility (16 Jul 2020 to 1 Oct 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
- [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
- CF30 Customer (14 Aug 2017 to 8 Dec 2019)
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- SMF18 Other Overall Responsibility (16 Jul 2020 to 1 Oct 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
- [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
- CF30 Customer (1 Nov 2007 to 27 Mar 2009)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- SMF1 Chief Executive (9 Dec 2019 to 1 Oct 2020)
- SMF27 Partner (9 Dec 2019 to 1 Oct 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2020)
- [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
- CF3 Chief Executive (1 Jan 2014 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Oct 2007 to 31 Oct 2007)
- CF4 Partner (1 Oct 2007 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
- SMF3 Executive Director (9 Dec 2019 to 13 Jan 2020)
- SMF1 Chief Executive (9 Dec 2019 to 13 Jan 2020)
- [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
- CF3 Chief Executive (12 Apr 2017 to 8 Dec 2019)
- CF1 Director (13 Dec 2016 to 8 Dec 2019)
- CF30 Customer (13 Dec 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.