Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 23 Jan 2026)
    • Director of firm who is not a certification employee or a SMF manager (31 Oct 2022 to 28 Feb 2023)
  • Sigma Private Office Limited (no longer approved here)

    FRN 188536

    • Director of firm who is not a certification employee or a SMF manager (29 Nov 2021 to 30 Jul 2024)
  • Toscafund Asset Management LLP (no longer approved here)

    FRN 454907

    • CF1 Director (AR) (1 Jun 2021 to 15 Jun 2022)
    • CF30 Customer (1 Jun 2021 to 15 Jun 2022)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • SMF18 Other Overall Responsibility (16 Jul 2020 to 1 Oct 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
    • CF30 Customer (14 Aug 2017 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • SMF18 Other Overall Responsibility (16 Jul 2020 to 1 Oct 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
    • CF30 Customer (1 Nov 2007 to 27 Mar 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • SMF1 Chief Executive (9 Dec 2019 to 1 Oct 2020)
    • SMF27 Partner (9 Dec 2019 to 1 Oct 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
    • CF3 Chief Executive (1 Jan 2014 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Oct 2007 to 31 Oct 2007)
    • CF4 Partner (1 Oct 2007 to 8 Dec 2019)
  • Patria Private Equity (Europe) Limited (no longer approved here)

    FRN 755580

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
    • SMF3 Executive Director (9 Dec 2019 to 13 Jan 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 13 Jan 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
    • CF3 Chief Executive (12 Apr 2017 to 8 Dec 2019)
    • CF1 Director (13 Dec 2016 to 8 Dec 2019)
    • CF30 Customer (13 Dec 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.