Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sigma Broking Limited
FRN 485362
- SMF3 Executive Director (since 9 Feb 2026)
- SMF1 Chief Executive (8 Oct 2025 to 15 Feb 2026)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 8 Oct 2025)
- CF2 Non Executive Director (22 Nov 2017 to 8 Dec 2019)
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Sigma Private Office Limited
FRN 188536
- SMF3 Executive Director (since 5 Nov 2025)
- SMF1 Chief Executive (since 5 Nov 2025)
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- CF1 Director (AR) (8 Nov 2010 to 9 Dec 2011)
- CF30 Customer (4 Nov 2010 to 9 Dec 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.