SERENITY FINANCIAL PLANNING LTD

• Principal Place of Business

  76 Capel Road

  Barnet

  Hertfordshire

  EN4 8JF

  UNITED KINGDOM

  Phone

  +4401522845004

  Web

  https://www.serenityfp.com

• Complaints Contact

  76 Capel Road

  Barnet

  Hertfordshire

  EN4 8JF

  UNITED KINGDOM

  Phone

  +4401522845004

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian David Kemp

  IRN IDK00001

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Oct 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 25 Oct 2023)
  • CF30 Customer (30 Sep 2016 to 8 Dec 2019)
• James Christopher Quinn

  IRN JCQ00001

  • CF30 Customer (18 Nov 2013 to 11 Oct 2018)
• Jane Marie Ball

  IRN JMB00125

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
  • CF30 Customer (18 Nov 2019 to 8 Dec 2019)
• Jeremy Herbert Deedes

  IRN JHD00001

  • CF30 Customer (1 Apr 2015 to 31 Jul 2016)
• Jeremy Mark Squibb

  IRN JMS00092

  • SMF3 Executive Director (17 Sep 2021 to 30 Jun 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
  • CF30 Customer (27 Aug 2013 to 8 Dec 2019)
• Jordan James Reid

  IRN JJR01104

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 1 Apr 2025)
  • [FCA CF] Client dealing (since 31 Jan 2022)
  • [FCA CF] Functions requiring qualifications (since 31 Jan 2022)
• Kevin Thomas Thornton

  IRN KTT01008

  • [FCA CF] Functions requiring qualifications (11 Mar 2021 to 18 Feb 2022)
  • [FCA CF] Client dealing (11 Mar 2021 to 18 Feb 2022)
• Michael Russell Ian Ross

  IRN MXR01475

  • CF30 Customer (14 Apr 2015 to 30 Jun 2016)
• Rajindar Bob Bassi

  IRN RBB00010

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2020)
  • CF30 Customer (10 Jun 2019 to 8 Dec 2019)
• Stephen Page

  IRN STP00002

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 1 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2023)
  • [FCA CF] Client dealing (since 1 Jul 2023)

• Blackstone Wealth Management Ltd (no longer appointed)

  FRN 466849 · Appointed 1 Nov 2019 · Until 25 Mar 2021

• City Financial Services Ltd (no longer appointed)

  FRN 447184 · Appointed 24 Apr 2009 · Until 6 Dec 2011

No changes recorded yet.