Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SERENITY FINANCIAL PLANNING LTD (no longer approved here)

    FRN 452299

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (18 Nov 2019 to 8 Dec 2019)
  • EBI PORTFOLIOS LTD (no longer approved here)

    FRN 581079

    • CF30 Customer (19 Jun 2015 to 12 Nov 2019)
  • Blackstone Wealth Management Ltd (no longer approved here)

    FRN 466849

    • Employed By (2 Jun 2015 to 12 Nov 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 21 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.