Rajindar Bob Bassi

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SERENITY FINANCIAL PLANNING LTD (no longer approved here)

    FRN 452299

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2020)
    • CF30 Customer (10 Jun 2019 to 8 Dec 2019)
  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • CF30 Customer (9 May 2017 to 31 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.