Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 6 May 2025)
    • CF1 Director (AR) (since 28 Mar 2025)
    • CF30 Customer (since 28 Mar 2025)
    • (2)Employed By (since 28 Mar 2025)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • [FCA CF] Client dealing (13 Oct 2023 to 30 Apr 2025)
    • [FCA CF] Functions requiring qualifications (13 Oct 2023 to 30 Apr 2025)
  • SERENITY FINANCIAL PLANNING LTD (no longer approved here)

    FRN 452299

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Oct 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Oct 2023)
    • CF30 Customer (30 Sep 2016 to 8 Dec 2019)
  • Lawrence Sheridan Millar (no longer approved here)

    FRN 131526

    • CF30 Customer (1 Nov 2007 to 25 Jan 2017)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.