Kevin Thomas Thornton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited

    FRN 225831

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 29 Jul 2024)
    • [FCA CF] Client dealing (since 29 Jul 2024)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (10 Jul 2023 to 7 Jun 2024)
    • [FCA CF] Functions requiring qualifications (10 Jul 2023 to 7 Jun 2024)
  • RISKSAVE TECHNOLOGIES LTD (no longer approved here)

    FRN 775330

    • CF30 Customer (17 Mar 2022 to 13 Jan 2023)
  • SERENITY FINANCIAL PLANNING LTD (no longer approved here)

    FRN 452299

    • [FCA CF] Functions requiring qualifications (11 Mar 2021 to 18 Feb 2022)
    • [FCA CF] Client dealing (11 Mar 2021 to 18 Feb 2022)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Functions requiring qualifications (30 Dec 2020 to 3 Mar 2021)
    • [FCA CF] Client dealing (30 Dec 2020 to 3 Mar 2021)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (9 Mar 2015 to 1 May 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.