SDB Strategic Planners Limited

• Principal Place of Business

  21 Silverdale Road

  Wolstanton

  Newcastle-under-Lyme

  Staffordshire

  ST5 8BQ

  UNITED KINGDOM

  Phone

  +4401782712233

  Web

  https://www.courtiers.co.uk

• Complaints Contact

  21 Silverdale Road

  Wolstanton

  Newcastle-under-Lyme

  Staffordshire

  ST5 8BQ

  UNITED KINGDOM

  Phone

  +4401782712233

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Stewart Shepperd

  IRN JSS00009

  • SMF3 Executive Director (since 18 Jun 2020)
• Joanne Michele Watt

  IRN JMW00014

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Jun 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 25 Jun 2020)
  • SMF3 Executive Director (9 Dec 2019 to 24 Mar 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 24 Mar 2020)
  • Responsible for Insurance Mediation (4 Apr 2008 to 30 Sep 2018)
  • CF10 Compliance Oversight (4 Apr 2008 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Aug 2002 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Jonathan Thorpe

  IRN JXT00001

  • CF21 Investment Adviser (1 Dec 2001 to 6 May 2002)
• Juber Khan

  IRN JXK00488

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 7 Oct 2024)
  • [FCA CF] Functions requiring qualifications (since 7 Oct 2024)
• Julian Jousiffee Barker

  IRN JJB01125

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Oct 2025)
  • SMF16 Compliance Oversight (since 14 Feb 2025)
• Kapil Mahendra Divecha

  IRN KXD18098

  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Kirsty Lee Sibley

  IRN KXS00260

  • SMF17 Money Laundering Reporting Officer (MLRO) (20 Oct 2022 to 8 Oct 2025)
• Lindsay Paul Lockett

  IRN LPL00004

  • CF21 Investment Adviser (1 Dec 2001 to 15 Aug 2003)
  • CF1 Director (1 Dec 2001 to 25 Jun 2003)
• Lloyd Mashatise

  IRN LXM00636

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 13 Nov 2023)
  • [FCA CF] Client dealing (since 13 Nov 2023)
• Margaret Catherine Tuck

  IRN MXT01493

  • SMF17 Money Laundering Reporting Officer (MLRO) (24 Jun 2020 to 27 Jul 2022)
  • Responsible for Insurance Distribution (24 Jun 2020 to 27 Jul 2022)
  • SMF16 Compliance Oversight (24 Jun 2020 to 27 Jul 2022)

• SDB Wealth Managers Ltd (no longer appointed)

  FRN 458301 · Appointed 9 Oct 2006 · Until 31 Dec 2006

• Best Returns Limited (no longer appointed)

  FRN 193070 · Appointed 15 Aug 2000 · Until 11 Aug 2003

No changes recorded yet.