Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brunswick Investment Management Limited
FRN 618199
- SMF3 Executive Director (since 30 Jan 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Sep 2025)
- SMF16 Compliance Oversight (since 14 Feb 2025)
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SDB Strategic Planners Limited
FRN 116337
- SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Oct 2025)
- SMF16 Compliance Oversight (since 14 Feb 2025)
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Courtiers Investment Services Limited
FRN 124995
- SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Oct 2025)
- [FCA CF] CASS oversight function (since 9 Jul 2025)
- SMF16 Compliance Oversight (since 14 Feb 2025)
- [FCA CF] Material risk taker (since 14 Feb 2025)
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- SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Oct 2025)
- SMF16 Compliance Oversight (since 14 Feb 2025)
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Davidsons Portfolio Management Ltd
FRN 796573
- SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Oct 2025)
- SMF16 Compliance Oversight (since 14 Feb 2025)
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- CF21 Investment Adviser (4 Feb 2004 to 3 May 2004)
- CF22 Investment Adviser (Trainee) (10 Sep 2003 to 4 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.