SDB Strategic Planners Limited

• Principal Place of Business

  21 Silverdale Road

  Wolstanton

  Newcastle-under-Lyme

  Staffordshire

  ST5 8BQ

  UNITED KINGDOM

  Phone

  +4401782712233

  Web

  https://www.courtiers.co.uk

• Complaints Contact

  21 Silverdale Road

  Wolstanton

  Newcastle-under-Lyme

  Staffordshire

  ST5 8BQ

  UNITED KINGDOM

  Phone

  +4401782712233

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mohammed Hassan Latif

  IRN MXL00776

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 5 Aug 2025)
• Philip Roger Holdcroft

  IRN PRH00013

  • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
  • Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2008)
  • CF10 Compliance Oversight (1 Aug 2002 to 31 Mar 2008)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Jul 2002)
  • CF1 Director (1 Dec 2001 to 31 Mar 2008)
• Sharon Marie Griffiths

  IRN SMG01088

  • CF22 Investment Adviser (Trainee) (10 Dec 2002 to 17 Jul 2003)
• Stephen Holland-Morgan

  IRN SXH00606

  • SMF16 Compliance Oversight (20 Oct 2022 to 20 Nov 2024)
• Steven Mark Lyon

  IRN SXL00854

  • [FCA CF] Manager of certification employee (since 3 Mar 2025)
• Steven Richard Amison

  IRN SRA00018

  • CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2002)
• Stuart David Bryant

  IRN SDB00006

  • SMF3 Executive Director (9 Dec 2019 to 24 Mar 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 31 Jul 2002)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
• Ugiagbe Imuetinyan Asoro Ugiagbe

  IRN UXU00004

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 19 May 2022)
  • [FCA CF] Client dealing (since 19 May 2022)
• Zhuoying Yu

  IRN ZXY01021

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 30 Sep 2024)
  • [FCA CF] Client dealing (since 30 Sep 2024)

• SDB Wealth Managers Ltd (no longer appointed)

  FRN 458301 · Appointed 9 Oct 2006 · Until 31 Dec 2006

• Best Returns Limited (no longer appointed)

  FRN 193070 · Appointed 15 Aug 2000 · Until 11 Aug 2003

No changes recorded yet.