Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Courtiers Investment Services Limited (no longer approved here)

    FRN 124995

    • [FCA CF] Client dealing (11 Mar 2020 to 30 Apr 2022)
    • [FCA CF] Functions requiring qualifications (11 Mar 2020 to 30 Apr 2022)
  • SDB Strategic Planners Limited (no longer approved here)

    FRN 116337

    • SMF3 Executive Director (9 Dec 2019 to 24 Mar 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Jul 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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