Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Paul Anthony Whitchurch
IRN PAW00004
- CF21 Investment Adviser (17 Jul 2002 to 17 Jul 2002)
Paul Belt
IRN PXB00011
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Paul Benedict Heneghan
IRN PBH00011
- CF22 Investment Adviser (Trainee) (21 Sep 2002 to 30 May 2003)
Paul Benjamin Bassham
IRN PBB00019
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Jan 2002)
Paul Carberry
IRN PXC00207
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Paul Chandler
IRN PXC00109
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Paul David Lowman
IRN PDL00005
- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Paul David Studley
IRN PDS00003
- [FCA CF] Client dealing (19 Dec 2019 to 21 Jan 2021)
- [FCA CF] Functions requiring qualifications (19 Dec 2019 to 21 Jan 2021)
- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF21 Investment Adviser (25 Sep 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (3 May 2006 to 25 Sep 2006)
Paul Derek Allan
IRN PDA00021
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Paul Dolphin
IRN PXD00158
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.