Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Jun 2022)
- CF30 Customer (7 Mar 2016 to 13 Jun 2022)
- CF22 Investment Adviser (Trainee) (29 Sep 2003 to 15 Jul 2004)
- CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)
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- CF30 Customer (31 Dec 2012 to 7 Sep 2015)
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- (21)Employed By (16 Aug 2004 to 21 Jan 2005)
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- CF22 Investment Adviser (Trainee) (21 Sep 2002 to 30 May 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.