Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • [FCA CF] Client dealing (19 Dec 2019 to 21 Jan 2021)
    • [FCA CF] Functions requiring qualifications (19 Dec 2019 to 21 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 1 Jan 2013)
    • CF21 Investment Adviser (25 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 May 2006 to 25 Sep 2006)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • [FCA CF] Functions requiring qualifications (19 Nov 2019 to 21 Jan 2021)
    • [FCA CF] Client dealing (19 Nov 2019 to 21 Jan 2021)
    • CF30 Customer (7 Jan 2016 to 9 Dec 2018)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF21 Investment Adviser (11 Apr 2006 to 21 Apr 2006)
    • CF22 Investment Adviser (Trainee) (30 Mar 2005 to 11 Apr 2006)
  • FMG Wealth Management Limited (no longer approved here)

    FRN 229873

    • (15)Employed By (9 Aug 2004 to 8 Mar 2005)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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