Paul Dolphin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Right Mortgage Limited

    FRN 649443

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 19 Jan 2018)
  • Financial Minefield Ltd

    FRN 414434

    • (1)Employed By (since 18 Nov 2004)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 22 Dec 2008)
    • CF22 Investment Adviser (Trainee) (19 Oct 2005 to 31 Oct 2007)
    • CF1 Director (AR) (18 Nov 2004 to 19 Jan 2018)
  • Elementum Ltd (no longer approved here)

    FRN 191392

    • Employed By (11 Jun 2003 to 16 Mar 2004)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (4 Dec 2002 to 27 May 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Dec 2002)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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